Протокол двухфазной фиксации (2PC)

Computer science transaction algorithm

In transaction processing, databases, and computer networking, the two phase commit protocol (2PC, tupac) is a type of atomic commitment protocol (ACP). It is a distributed algorithm that coordinates all the processes that participate in a distributed atomic transaction on whether to commit or abort (roll back) the transaction. This protocol (a specialised type of consensus protocol) achieves its goal even in many cases of temporary system failure (involving either process, network node, communication, etc. failures), and is thus widely used. However, it is not resilient to all possible failure configurations, and in rare cases, manual intervention is needed to remedy an outcome. To accommodate recovery from failure (automatic in most cases) the protocol's participants use logging of the protocol's states. Log records, which are typically slow to generate but survive failures, are used by the protocol's recovery procedures. Many protocol variants exist that primarily differ in logging strategies and recovery mechanisms. Though usually intended to be used infrequently, recovery procedures compose a substantial portion of the protocol, due to many possible failure scenarios to be considered and supported by the protocol. In a "normal execution" of any single distributed transaction (i. e., when no failure occurs, which is typically the most frequent situation), the protocol consists of two phases:
The commit request phase (or voting phase), in which a coordinator process attempts to prepare all the transaction's participating processes (named participants, cohorts, or workers) to take the necessary steps for either committing or aborting the transaction and to vote, either "Yes": commit (if the transaction participant's local portion execution has ended properly), or "No": abort (if a problem has been detected with the local portion), and
The commit phase, in which, based on voting of the participants, the coordinator decides whether to commit (only if all have voted "Yes") or abort the transaction (otherwise), and notifies the result to all the participants. The participants then follow with the needed actions (commit or abort) with their local transactional resources (also called recoverable resources; e. g., database data) and their respective portions in the transaction's other output (if applicable). The two phase commit (2PC) protocol should not be confused with the two phase locking (2PL) protocol, a concurrency control protocol.

The coordinator sends a query to commit message to all participants and waits until it has received a reply from all participants. The participants execute the transaction up to the point where they will be asked to commit. They each write an entry to their undo log and an entry to their redo log. Each participant replies with an agreement message (participant votes Yes to commit), if the participant's actions succeeded, or an abort message (participant votes No to commit), if the participant experiences a failure that will make it impossible to commit.

The greatest disadvantage of the two phase commit protocol is that it is a blocking protocol. If the coordinator fails permanently, some participants will never resolve their transactions: After a participant has sent an agreement message as a response to the commit request message from the coordinator, it will block until a commit or rollback is received. A two phase commit protocol cannot dependably recover from a failure of both the coordinator and a cohort member during the commit phase. If only the coordinator had failed, and no cohort members had received a commit message, it could safely be inferred that no commit had happened. If, however, both the coordinator and a cohort member failed, it is possible that the failed cohort member was the first to be notified, and had actually done the commit. Even if a new coordinator is selected, it cannot confidently proceed with the operation until it has received an agreement from all cohort members, and hence must block until all cohort members respond.

In many cases the 2PC protocol is distributed in a computer network. It is easily distributed by implementing multiple dedicated 2PC components similar to each other, typically named transaction managers (TMs; also referred to as 2PC agents or Transaction Processing Monitors), that carry out the protocol's execution for each transaction (e. g., The Open Group's X/Open XA). The databases involved with a distributed transaction, the participants, both the coordinator and participants, register to close TMs (typically residing on respective same network nodes as the participants) for terminating that transaction using 2PC. Each distributed transaction has an ad hoc set of TMs, the TMs to which the transaction participants register. A leader, the coordinator TM, exists for each transaction to coordinate 2PC for it, typically the TM of the coordinator database. However, the coordinator role can be transferred to another TM for performance or reliability reasons. Rather than exchanging 2PC messages among themselves, the participants exchange the messages with their respective TMs. The relevant TMs communicate among themselves to execute the 2PC protocol schema above, "representing" the respective participants, for terminating that transaction. With this architecture the protocol is fully distributed (does not need any central processing component or data structure), and scales up with number of network nodes (network size) effectively. This common architecture is also effective for the distribution of other atomic commitment protocols besides 2PC, since all such protocols use the same voting mechanism and outcome propagation to protocol participants. An assumption about the outcome of transactions, either commit, or abort, can save both messages and logging operations by the participants during the 2PC protocol's execution. For example, when presumed abort, if during system recovery from failure no logged evidence for commit of some transaction is found by the recovery procedure, then it assumes that the transaction has been aborted, and acts accordingly. This means that it does not matter if aborts are logged at all, and such logging can be saved under this assumption. Typically a penalty of additional operations is paid during recovery from failure, depending on optimization type. Thus the best variant of optimization, if any, is chosen according to failure and transaction outcome statistics.

The Tree 2PC protocol is a variant of Tree 2PC with no predetermined coordinator. It subsumes several optimizations that have been proposed earlier. Agreement messages (Yes votes) start to propagate from all the leaves, each leaf when completing its tasks on behalf of the transaction (becoming ready). An intermediate (non leaf) node sends ready when an agreement message to the last (single) neighboring node from which agreement message has not yet been received. The coordinator is determined dynamically by racing agreement messages over the transaction tree, at the place where they collide. They collide either at a transaction tree node, to be the coordinator, or on a tree edge. In the latter case one of the two edge's nodes is elected as a coordinator (any node). D2PC is time optimal (among all the instances of a specific transaction tree, and any specific Tree 2PC protocol implementation; all instances have the same tree; each instance has a different node as coordinator): By choosing an optimal coordinator D2PC commits both the coordinator and each participant in minimum possible time, allowing the earliest possible release of locked resources in each transaction participant (tree node).